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Ken O'Connor

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Phone: (908) 709-0500
Fax: (908) 709-9447

123 N Union Ave, #305
Cranford, New Jersey 07016

Ken O'Connor received his Bachelor of Science degree, magna cum laude, in 1979 from Fairleigh Dickinson University, his Doctor of Dental Medicine degree from the University of Medicine and Dentistry of New Jersey in 1983, his Certified Financial Planner designation in 1991, and his Juris Doctorate from Seton Hall Law School in 1994. While attending Seton Hall Law School, Mr. O’Connor was a member of the Editorial Board of the Seton Hall Constitutional Law Journal and served internships with the New Jersey Appellate Division and New Jersey Supreme Court. Mr. O'Connor is also a former registered-representative and former registered investment advisor who understands the securities business. Mr. O’Connor’s has represented Oppenheimer & Co., Morgan Stanley Smith Barney, Citigroup Global Markets, Salomon Smith Barney, Prudential Securities, Wachovia Securities, Legg Mason Wood Walker, Ryan Beck & Co., Investec Ernst, GKN Securities, and Gruntal & Co. Over the past 17 years with Lubiner Schmidt & Palumbo, Mr. O’Connor has aggressively represented broker-dealers and individual broker and managers from New York to California before the NYSE, NASD