Welcome to the Lubiner, Schmidt & Palumbo website.

Lubiner, Schmidt & Palumbo are experienced securities arbitration, regulatory and employment attorneys. The firm represents large, medium and small broker -dealers and individual financial advisors. The firm also represents customers in disputes with brokerage firms.

Take a look at our website. We discuss securities arbitration and litigation, securities employment issues, securities regulatory matters and investment products litigation.

In this section, you’ll find articles on general topics and current trends in the securities industry. Senior citizen protection (here and here) is a major concern for firms and regulators. We discuss some recent regulatory actions that punish violators and protect investors (here, here and here). Some recent arbitration decisions may interest you (here and here). FINRA mediation, an alternative to arbitrating a case, may be something that appeals to you and your attorney.

If you have questions or concerns regarding a securities matter, contact Lubiner, Schmidt and Palumbo for a free consultation

Investor Alert - REIT Default/ Fraud Investor Alert - Massachusetts Regulator Files Charges Against Scottrade inc. Investor Alert - Two Former Wells Fargo Brokers Barred Because Of Overconcentration Of Energy Stocks In Customers' Accounts Investor Alert - New Jersey Bureau of Securities Revokes Licenses of Husband/Wife Brokers Notice to Oil and Gas investors – Did You Purchase Shares of Miller Energy Resources Inc. FINRA 2018 Annual Regulatory and Examination Priorities Letter Regulators Seek to Protect Senior Investors from Financial Harm Repeat Offender Sanctioned by FINRA Wells Fargo Subsidiaries Ordered to Pay $3.4 Million to Customers FINRA Arbitration Panel Scolds David Lerner Associates, Broker Investor Alert - Variable Annuities New Jersey Financial Advisor Pleads Guilty To Theft of Almost $900,000 From Client FINRA New York Panel Awards Customer $206,000 Against Gilford Securities, Broker Senior Citizens – Beware! New York Sports Radio Personality Craig Carton and Another Arrested, Charged with Running a Ponzi Scheme; SEC Files Related Complaint FINRA Panel Awards Customer $100,000 against JP Morgan Former HSBC Bronx, NY Broker Barred by FINRA for Scamming Senior SEC Charges Connecticut Broker with Theft, Ponzi Scheme Discovery in FINRA Arbitration Temporary Restraining Orders FINRA 2017 Annual Regulatory And Examinations Priorities Letter Energy Stocks at 2008 Levels FINRA Mediation: A Close to 'No Lose' Situation FINRA FINRA Jurisdiction SEC Makes Largest Whistleblower Award To Date Bloomington, Indiana Financial Advisor Sentenced to Prison for Elder Fraud