Welcome to the Lubiner, Schmidt & Palumbo website.
Lubiner, Schmidt & Palumbo are experienced securities arbitration, regulatory and employment attorneys. The firm represents large, medium and small broker -dealers and individual financial advisors. The firm also represents customers in disputes with brokerage firms.
In this section, you’ll find articles on general topics and current trends in the securities industry. Senior citizen protection (here and here) is a major concern for firms and regulators. We discuss some recent regulatory actions that punish violators and protect investors (here, here and here). Some recent arbitration decisions may interest you (here and here). FINRA mediation, an alternative to arbitrating a case, may be something that appeals to you and your attorney.
If you have questions or concerns regarding a securities matter, contact Lubiner, Schmidt and Palumbo for a consultation